Law, Wendy Ka Man 羅嘉雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HFZ CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2016-02-04 | 2016-10-24 |
| 2 | NATIXIS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-09-03 | 2012-08-16 |
| 3 | NATIXIS COMMODITY MARKETS (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-12-05 | 2008-09-30 |
| 4 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2012-09-17 | 2014-05-28 |
| 5 | Quam Securities Limited | Rep | Dealing in futures contracts | 2014-10-24 | 2015-09-01 |
| 6 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2012-09-17 | 2014-05-28 |
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