Lau, Marconi Siu Tao 劉少濤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | Advising on futures contracts | 2004-05-05 | Rep | Asset management | 2004-05-05 | Rep | Dealing in futures contracts | 2005-07-14 |
| 2 | NEW TREND FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-07-03 | 2011-12-22 |
| 3 | Quam Securities Limited | Rep | Dealing in futures contracts | 2015-06-25 | 2017-04-07 |
| 4 | Seazen Resources Futures Limited | Rep | Dealing in futures contracts | 2014-05-02 | 2015-05-04 | Rep | Dealing in futures contracts | 2017-04-20 | 2020-09-21 |
| 5 | STOCKWELL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2012-01-03 | 2013-12-27 |
| 6 | TOPMORE COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2008-03-31 | 2008-06-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy