Caron, Francois-Alexandre Claude Thierry
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2007-05-16 | 2013-11-19 |
| 2 | Newedge Broker Limited | Rep | Dealing in futures contracts | 2008-03-14 | 2009-07-31 | Rep | Dealing in securities | 2008-03-14 | 2009-07-31 |
| 3 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in securities | 2007-10-27 | 2013-11-19 | Rep | Dealing in futures contracts | 2008-10-13 | 2013-11-19 |
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