Liu, Bing (SFC:APJ200) 劉冰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Newedge Broker Limited | Rep | Automated trading services | 2007-08-20 | 2009-07-31 |
| 2 | Newedge Broker Limited | Rep | Dealing in futures contracts | 2007-08-20 | 2009-07-31 |
| 3 | Newedge Broker Limited | Rep | Dealing in securities | 2007-08-20 | 2009-07-31 |
| 4 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2012-10-06 |
| 5 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2012-10-06 |
| 6 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in securities | 2008-10-13 | 2012-10-06 |
| 7 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-10-15 | 2016-03-07 |
| 8 | MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED | Rep | Dealing in securities | 2016-03-29 | 2021-02-26 |
| 9 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2021-04-09 | |
| 10 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2021-06-02 |
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