Hemmings, Lee Kerry

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 NOMURA SECURITIES (HONG KONG) LIMITED RO Automated trading services 2010-04-30 2011-11-01
2 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2005-11-29 2007-06-09
LEHMAN BROTHERS ASIA LIMITED Rep 2007-07-03 2008-03-03
LEHMAN BROTHERS FUTURES ASIA LIMITED Rep 2007-07-03 2008-03-03
LEHMAN BROTHERS ASIA LIMITED RO 2008-03-03 2008-09-29
LEHMAN BROTHERS FUTURES ASIA LIMITED RO 2008-03-03 2008-09-29
NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep 2008-10-10 2009-04-16
Nomura Asia Investment (Hong Kong) Limited RO 2009-04-16 2010-02-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED RO 2009-04-16 2011-11-01
NOMURA SECURITIES (HONG KONG) LIMITED RO 2010-02-01 2011-11-01
NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep 2011-11-01 2012-09-25
3 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2005-11-29 2007-06-09
LEHMAN BROTHERS ASIA LIMITED Rep 2007-07-03 2008-03-03
LEHMAN BROTHERS SECURITIES ASIA LIMITED Rep 2007-07-03 2008-03-03
LEHMAN BROTHERS ASIA LIMITED RO 2008-03-03 2008-09-29
LEHMAN BROTHERS SECURITIES ASIA LIMITED RO 2008-03-03 2008-09-29
NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep 2008-10-10 2009-04-16
NOMURA INTERNATIONAL (HONG KONG) LIMITED RO 2009-04-16 2011-11-01
NOMURA SECURITIES (HONG KONG) LIMITED RO 2009-04-16 2011-11-01
NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep 2011-11-01 2012-09-25

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