Adair, John Joseph

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 GOLDMAN SACHS (ASIA) L.L.C. Rep Advising on corporate finance 2004-06-01
2 GOLDMAN SACHS (ASIA) L.L.C. Rep Advising on securities 2004-06-01
3 GOLDMAN SACHS (ASIA) L.L.C. Rep Asset management 2004-06-01
4 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2004-09-15
5 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2004-06-24 2007-02-24
6 GOLDMAN SACHS (ASIA) L.L.C. RO Dealing in securities 2004-09-15 2007-02-24
7 GOLDMAN SACHS (ASIA) SECURITIES LIMITED RO Dealing in securities 2005-04-28 2007-02-24
8 GOLDMAN SACHS (ASIA) SECURITIES LIMITED RO Advising on securities 2006-07-31 2007-02-24
9 LEHMAN BROTHERS ASIA LIMITED Rep Dealing in futures contracts 2007-04-17 2008-09-29
10 LEHMAN BROTHERS ASIA LIMITED Rep Dealing in securities 2007-04-17 2008-09-29
11 LEHMAN BROTHERS SECURITIES ASIA LIMITED Rep Dealing in securities 2007-05-30 2008-09-29
12 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Dealing in futures contracts 2009-03-13 2012-03-01
13 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Dealing in securities 2009-03-13 2012-03-01
14 NOMURA SECURITIES (HONG KONG) LIMITED RO Automated trading services 2012-03-01 2012-12-08
15 NOMURA INTERNATIONAL (HONG KONG) LIMITED RO Dealing in futures contracts 2012-03-01 2013-01-24
16 NOMURA INTERNATIONAL (HONG KONG) LIMITED RO Dealing in securities 2012-03-01 2013-01-24
17 NOMURA SECURITIES (HONG KONG) LIMITED RO Dealing in futures contracts 2012-03-01 2013-01-24
18 NOMURA SECURITIES (HONG KONG) LIMITED RO Dealing in securities 2012-03-01 2013-01-24

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