Cheng, Tacky Man Tat 鄭文達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Emperor Asset Management Limited | Rep | Asset management | 2016-06-01 | 2017-04-01 |
| 2 | EMPEROR FUTURES LIMITED | Rep | Advising on futures contracts | 2015-10-28 | 2017-04-01 |
| 3 | EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2015-10-28 | 2017-04-01 |
| 4 | Imagi Brokerage Limited | Rep | Asset management | 2019-05-22 | 2019-11-15 | Rep | Advising on futures contracts | 2019-06-18 | 2019-11-15 | Rep | Advising on securities | 2019-06-18 | 2019-11-15 | Rep | Dealing in futures contracts | 2019-06-18 | 2019-11-15 | Rep | Dealing in securities | 2019-06-18 | 2019-11-15 | Rep | Advising on futures contracts | 2022-09-01 | Rep | Advising on securities | 2022-09-01 | Rep | Asset management | 2022-09-01 | Rep | Dealing in futures contracts | 2022-09-01 | Rep | Dealing in securities | 2022-09-01 |
| 5 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2005-09-01 | 2007-03-10 |
| 6 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-02-20 | Rep | Advising on securities | 2004-02-20 | Rep | Asset management | 2004-02-20 | Rep | Dealing in securities | 2004-02-20 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2007-04-12 | 2013-09-11 | Rep | Advising on futures contracts | 2007-04-26 | 2013-09-11 |
| 8 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-06-11 | 2005-01-07 |
| 9 | SEEKERS ADVISORS H.K. LIMITED | Rep | Asset management | 2017-06-27 | 2019-04-30 |
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