Chung, Suk Moon 鄭碩紋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2004-07-12 | 2008-03-24 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2004-07-12 | 2008-03-24 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-08-14 | 2018-06-11 | Rep | Dealing in futures contracts | 2012-03-12 | 2018-06-11 |
| 4 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-03-12 | 2013-04-23 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-06-03 | Rep | Advising on securities | 2004-06-03 | Rep | Asset management | 2004-06-03 | Rep | Dealing in securities | 2004-06-03 |
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