Goulston, Peter John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2021-03-03 | |
| 2 | FOX-PITT, KELTON (ASIA) LIMITED | Rep | Advising on securities | 2003-09-26 | Rep | Asset management | 2003-09-26 | Rep | Dealing in securities | 2003-09-26 | Rep | Advising on corporate finance | 2004-09-05 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2010-02-22 | 2012-12-22 | Rep | Dealing in securities | 2010-02-22 | 2012-12-22 | Rep | Advising on securities | 2010-03-05 | 2012-12-22 | Rep | Advising on corporate finance | 2013-02-08 | 2013-03-31 | Rep | Advising on securities | 2013-02-08 | 2013-03-31 | Rep | Dealing in securities | 2013-02-08 | 2013-03-31 |
| 4 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2004-10-29 | 2010-02-22 | Rep | Dealing in securities | 2005-05-18 | 2010-02-22 |
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