Lee, Andrew Kam Wing 李錦榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2003-08-22 | Rep | Advising on securities | 2007-03-09 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2005-02-15 | Rep | Advising on securities | 2005-02-15 | Rep | Asset management | 2005-02-15 |
| 3 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2016-07-18 | |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2007-03-23 | 2008-09-29 |
| 5 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2014-04-14 | 2016-01-18 |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-10-10 | 2013-09-11 |
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