Li, Haoyi (SFC:ASF604) 李豪翼
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-11-25 | 2017-03-30 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2014-11-25 | 2017-03-30 | Rep | Advising on securities | 2016-03-18 | 2017-03-30 |
| 3 | China Renaissance Securities (Hong Kong) Limited | Rep | Advising on securities | 2017-06-12 | 2017-12-07 | Rep | Dealing in securities | 2017-06-12 | 2017-12-07 | RO | Advising on securities | 2017-12-07 | 2018-06-11 | RO | Dealing in securities | 2017-12-07 | 2018-06-11 | Rep | Advising on securities | 2018-06-11 | 2021-04-09 | Rep | Dealing in securities | 2018-06-11 | 2021-04-09 |
| 4 | CICC US Securities (Hong Kong) Limited | Rep | Dealing in securities | 2016-05-05 | 2017-03-30 |
| 5 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2014-05-30 | 2014-10-23 | Rep | Dealing in securities | 2014-05-30 | 2014-10-23 |
| 6 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2014-05-30 | 2014-10-23 | Rep | Dealing in securities | 2014-05-30 | 2014-10-23 |
| 7 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2023-07-21 | |
| 8 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-07-21 | Rep | Advising on securities | 2023-12-15 |
| 9 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-07-26 | 2013-03-01 | Rep | Dealing in securities | 2010-07-26 | 2013-03-01 | Rep | Dealing in securities | 2013-12-23 | 2014-05-07 |
| 10 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-07-26 | 2013-03-01 |
| 11 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2009-01-09 | 2009-11-24 |
| 12 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2009-01-09 | 2009-11-24 |
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