Wong, Carman Ka Man (SFC:ADY730) 王嘉敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2004-10-12 | Rep | Asset management | 2004-10-12 | Rep | Advising on corporate finance | 2007-08-04 | Rep | Dealing in securities | 2007-08-04 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2007-09-27 | 2008-09-29 | Rep | Dealing in securities | 2007-09-27 | 2008-09-29 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-10-09 | 2014-09-02 | Rep | Dealing in securities | 2008-10-09 | 2014-09-02 | Rep | Advising on securities | 2009-12-30 | 2014-09-02 |
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