Yau, Yin Hung 邱燕虹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2010-02-18 | 2011-02-12 |
| 2 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2009-12-16 | 2011-02-12 |
| 3 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2009-12-16 | 2011-02-12 |
| 4 | Huntersay Asset Management Limited | RO | Asset management | 2020-11-17 | 2020-12-15 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-04-29 | 2016-01-21 |
| 6 | Ocean Cedar Asset Management Company Limited | RO | Advising on securities | 2020-05-05 | 2020-09-30 | RO | Asset management | 2020-05-05 | 2020-09-30 |
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