Yu, Jia (SFC:AXY576) 于佳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2015-04-17 | |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2011-09-05 | 2011-11-17 | Rep | Advising on securities | 2011-09-05 | 2011-11-17 | Rep | Dealing in securities | 2011-09-05 | 2011-11-17 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2013-02-18 | 2015-02-28 |
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