Leung, Lok Fai 梁樂暉

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 CASH Wealth Management Limited Rep Advising on securities 2009-07-03 2010-05-20
GOLDMAN SACHS (ASIA) L.L.C. Rep 2023-03-16
2 TBP Investment Advisory (HK) Limited Rep Asset management 2016-08-15 2021-09-23
Neo-Criterion Capital Limited Rep 2021-10-05 2021-12-31
3 OKACHI (HONG KONG) COMPANY LIMITED Rep Dealing in futures contracts 2010-06-29 2012-06-16
CITIC Securities Futures (HK) Limited Rep 2012-06-21 2012-10-20
Soochow Securities International Futures Limited Rep 2012-11-08 2015-01-30
CLC FUTURES LIMITED Rep 2015-02-11 2015-04-08
FORMAX SECURITIES LIMITED Rep 2015-10-09 2016-06-30
GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep 2022-01-27
4 OKACHI INVESTMENTS (HK) COMPANY LIMITED Rep Dealing in securities 2010-06-29 2012-06-16
CITIC Securities Brokerage (HK) Limited Rep 2012-06-21 2012-10-20
Soochow Securities International Brokerage Limited Rep 2012-11-08 2015-01-30
CLC SECURITIES LIMITED Rep 2015-02-11 2015-04-08
FORMAX SECURITIES LIMITED Rep 2015-05-04 2016-06-30
GOLDMAN SACHS (ASIA) L.L.C. Rep 2022-01-27

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top