Leung, Lok Fai 梁樂暉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CASH Wealth Management Limited | Rep | Advising on securities | 2009-07-03 | 2010-05-20 |
2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2023-03-16 | |
3 | TBP Investment Advisory (HK) Limited | Rep | Asset management | 2016-08-15 | 2021-09-23 |
4 | Neo-Criterion Capital Limited | Rep | Asset management | 2021-10-05 | 2021-12-31 |
5 | OKACHI (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-06-29 | 2012-06-16 |
6 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2012-06-21 | 2012-10-20 |
7 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2012-11-08 | 2015-01-30 |
8 | CLC FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-02-11 | 2015-04-08 |
9 | FORMAX SECURITIES LIMITED | Rep | Dealing in futures contracts | 2015-10-09 | 2016-06-30 |
10 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2022-01-27 | |
11 | OKACHI INVESTMENTS (HK) COMPANY LIMITED | Rep | Dealing in securities | 2010-06-29 | 2012-06-16 |
12 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2012-06-21 | 2012-10-20 |
13 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2012-11-08 | 2015-01-30 |
14 | CLC SECURITIES LIMITED | Rep | Dealing in securities | 2015-02-11 | 2015-04-08 |
15 | FORMAX SECURITIES LIMITED | Rep | Dealing in securities | 2015-05-04 | 2016-06-30 |
16 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2022-01-27 |
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