Ng, Vivian (SFC:AFV100) 伍穎思
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-08-02 | 2008-06-06 |
| 2 | Optima Capital Limited | Rep | Advising on corporate finance | 2008-08-18 | 2012-10-16 | Rep | Advising on securities | 2008-09-08 | 2010-03-31 | Rep | Dealing in securities | 2008-09-08 | 2012-10-16 |
| 3 | RHB CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2004-07-17 |
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