Wiemer, Charles Daniel
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BTIG Hong Kong Limited | Rep | Dealing in securities | 2017-02-01 | 2019-06-26 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2015-08-26 | 2016-08-12 | Rep | Dealing in securities | 2015-08-26 | 2016-08-12 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2015-08-26 | 2016-08-12 |
| 4 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2014-10-08 | 2015-04-10 |
| 5 | Liquidnet Asia Limited | Rep | Automated trading services | 2022-11-08 | 2023-02-28 | Rep | Dealing in securities | 2022-11-08 | 2023-02-28 |
| 6 | Macquarie Asia Securities Limited | Rep | Advising on securities | 2020-09-30 | 2022-03-16 | Rep | Dealing in securities | 2020-09-30 | 2022-03-16 |
| 7 | OCP Asia (Hong Kong) Limited | Rep | Advising on futures contracts | 2006-08-31 | 2010-08-16 | Rep | Advising on securities | 2006-08-31 | 2010-08-16 | Rep | Asset management | 2006-08-31 | 2010-08-16 | Rep | Advising on futures contracts | 2011-02-28 | 2012-08-17 | Rep | Advising on securities | 2011-02-28 | 2012-08-17 | Rep | Asset management | 2011-02-28 | 2012-08-17 |
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