Hui, Roy 許諾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-11-04 | 2012-08-31 | Rep | Dealing in securities | 2011-11-04 | 2012-08-31 |
| 2 | HALCYON SECURITIES LIMITED | Rep | Dealing in futures contracts | 2015-07-20 | Rep | Dealing in securities | 2015-07-20 | 2017-12-21 | RO | Dealing in securities | 2017-12-21 |
| 3 | PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-09-11 | 2015-07-10 |
| 4 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2012-09-11 | 2015-07-10 |
| 5 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2010-11-05 | 2011-10-31 |
| 6 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2010-10-08 | 2011-10-31 | Rep | Advising on securities | 2010-11-05 | 2011-10-31 |
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