Nguyen, Nguyen Thanh
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BTIG Hong Kong Limited | Rep | Dealing in securities | 2020-01-10 | 2021-01-22 |
| 2 | CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-11-20 | 2009-03-05 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2007-02-21 | 2009-03-05 |
| 4 | Liquidnet Asia Limited | Rep | Automated trading services | 2021-03-23 | Rep | Dealing in securities | 2021-03-23 |
| 5 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2009-09-30 | 2020-01-05 |
| 6 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2009-09-30 | 2020-01-05 | Rep | Advising on securities | 2009-11-17 | 2020-01-05 |
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