Ho, Ka Fai (SFC:AEE013) 何嘉輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GAOYU SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-09-08 | Rep | Advising on securities | 2004-09-08 | Rep | Asset management | 2014-12-06 | Rep | Dealing in securities | 2014-12-06 |
| 2 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2020-02-17 | |
| 3 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2014-12-09 | 2020-02-07 |
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