Chan, Pui Lai 陳珮麗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2008-10-20 | 2010-06-19 |
| 2 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-05-14 | 2010-06-19 |
| 3 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-05-14 | 2010-06-19 |
| 4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2012-10-17 | 2013-04-15 | Rep | Dealing in futures contracts | 2012-10-17 | 2013-04-15 | Rep | Dealing in securities | 2012-10-17 | 2013-04-15 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-07-02 | 2012-08-25 | Rep | Leveraged foreign exchange trading | 2010-07-02 | 2012-08-25 | Rep | Advising on futures contracts | 2011-02-16 | 2012-08-25 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-07-02 | 2012-08-25 | Rep | Advising on securities | 2010-07-29 | 2012-08-25 |
| 7 | TRADING CENTRAL ASIA LIMITED | Rep | Advising on futures contracts | 2013-05-14 | 2017-08-25 | Rep | Advising on securities | 2013-05-14 | 2017-08-25 |
| 8 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2017-09-05 | 2022-06-13 |
| 9 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-09-15 | 2022-06-13 |
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