Lee, Wai Shing (SFC:ACR121) 李偉成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR FUTURES LIMITED | Rep | Advising on futures contracts | 2003-09-01 | Rep | Asset management | 2003-09-01 | Rep | Dealing in futures contracts | 2003-10-31 | RO | Dealing in futures contracts | 2003-10-31 | 2007-10-12 | Rep | Dealing in futures contracts | 2007-10-12 | 2008-05-02 |
| 2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on corporate finance | 2003-09-01 | Rep | Advising on securities | 2003-09-01 | Rep | Asset management | 2003-09-01 | Rep | Automated trading services | 2003-09-01 | Rep | Dealing in securities | 2003-10-31 | RO | Dealing in securities | 2003-10-31 | 2004-04-30 | Rep | Dealing in securities | 2004-05-31 | 2008-05-02 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-05-23 | 2016-05-14 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-05-23 | 2016-05-14 |
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