Li, Wing Chung 李穎冲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Brilliant Norton Securities Company Limited | Rep | Advising on securities | 2015-10-02 | 2015-10-23 | Rep | Dealing in securities | 2015-10-02 | 2015-10-23 | RO | Advising on securities | 2015-10-23 | 2017-01-11 | RO | Dealing in securities | 2015-10-23 | 2017-01-11 |
| 2 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-01-31 | 2011-04-22 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-09-02 | 2011-04-22 |
| 4 | Lego Asset Management Limited | RO | Advising on securities | 2020-07-13 | RO | Asset management | 2020-07-13 |
| 5 | Lego Securities Limited | RO | Dealing in securities | 2017-01-19 | |
| 6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-05-25 | 2015-09-25 | Rep | Advising on futures contracts | 2011-12-28 | 2015-09-25 |
| 7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-05-25 | 2015-09-25 | Rep | Advising on securities | 2013-09-05 | 2015-09-25 |
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