Ng, Siu Hong (SFC:APW141) 伍紹康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ELSTONE CAPITAL LIMITED | Rep | Advising on corporate finance | 2022-03-08 | 2023-09-01 |
| 2 | ELSTONE SECURITIES LIMITED | RO | Advising on securities | 2021-04-30 | 2023-05-31 | RO | Dealing in securities | 2021-04-30 | 2023-05-31 |
| 3 | KINGKEY ASSET MANAGEMENT LIMITED | RO | Asset management | 2019-10-10 | 2021-04-29 |
| 4 | KINGKEY SECURITIES GROUP LIMITED | Rep | Dealing in securities | 2013-04-03 | 2013-11-11 | RO | Dealing in securities | 2013-11-11 | 2021-04-29 | RO | Advising on securities | 2016-08-12 | 2021-04-29 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-03-10 | 2013-04-01 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-06-10 | 2013-04-01 |
| 7 | QUESTER CAPITAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2021-04-30 | RO | Asset management | 2021-04-30 |
| 8 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-10-25 | 2008-05-30 |
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