Tam, Kim Fai 談儉輝

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CIS SECURITIES ASSET MANAGEMENT LIMITED Rep Advising on securities 2019-01-16 2019-01-17
Rep Asset management 2019-01-16 2019-01-17
Rep Dealing in futures contracts 2019-01-16 2019-01-17
Rep Dealing in securities 2019-01-16 2019-01-17
RO Advising on securities 2019-01-17 2019-05-03
RO Asset management 2019-01-17 2019-05-03
RO Dealing in futures contracts 2019-01-17 2019-05-03
RO Dealing in securities 2019-01-17 2019-05-03
2 FORMAX ASSET MANAGEMENT LIMITED Rep Asset management 2015-10-26 2017-11-08
RO Asset management 2017-11-08 2019-01-15
3 FORMAX SECURITIES LIMITED Rep Dealing in futures contracts 2015-10-26 2015-12-10
Rep Dealing in securities 2015-10-26 2015-12-10
RO Dealing in futures contracts 2015-12-10 2019-01-15
RO Dealing in securities 2015-12-10 2019-01-15
4 GAYANG SECURITIES LIMITED Rep Advising on securities 2004-10-15
5 Hope Securities Limited (HK) Rep Dealing in securities 2019-05-06 2019-07-02
RO Dealing in securities 2019-07-02
RO Advising on futures contracts 2019-11-28
RO Advising on securities 2019-11-28
RO Asset management 2019-11-28
RO Dealing in futures contracts 2019-11-28
6 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED Rep Asset management 2015-04-24 2015-10-10
7 PHILLIP COMMODITIES (H.K.) LIMITED Rep Dealing in futures contracts 2004-11-25 2015-10-10
Rep Leveraged foreign exchange trading 2008-11-27 2015-10-10
8 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2004-10-30 2015-10-10

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