Tang, Wah Yiu 鄧華耀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2014-11-05 | 2016-06-30 | Rep | Dealing in securities | 2016-07-01 | 2018-10-01 |
| 2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-11-05 | 2018-10-01 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-11-05 | 2016-06-30 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2018-10-05 | 2021-04-30 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-10-05 | 2021-04-30 |
| 6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-06-27 | 2014-09-29 |
| 7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-12-19 | 2014-09-29 |
| 8 | Taiping Securities (HK) Co Limited | Rep | Automated trading services | 2003-08-22 | Rep | Advising on corporate finance | 2003-09-30 | Rep | Advising on securities | 2003-09-30 | Rep | Asset management | 2003-09-30 | Rep | Dealing in securities | 2006-12-16 |
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