Chan, Arnold Ming Fai 陳明輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | RO | Advising on corporate finance | 2003-09-11 | RO | Advising on securities | 2003-09-11 | RO | Asset management | 2003-09-11 | RO | Dealing in securities | 2003-09-11 |
| 2 | KGI CAPITAL ASIA LIMITED | RO | Advising on corporate finance | 2003-06-30 | RO | Advising on securities | 2003-06-30 | RO | Asset management | 2003-06-30 | RO | Dealing in securities | 2003-06-30 |
| 3 | KGI SECURITIES (KOREA) INTERNATIONAL LIMITED | RO | Advising on corporate finance | 2003-06-30 | RO | Advising on securities | 2003-06-30 | RO | Asset management | 2003-06-30 | RO | Dealing in securities | 2003-06-30 |
| 4 | SAGE ASSET MANAGEMENT (HK) LIMITED | RO | Advising on corporate finance | 2003-09-11 | RO | Advising on securities | 2003-09-11 | RO | Asset management | 2003-09-11 |
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