Wong, Samuel Siu Ning 王兆寧

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 PHILLIP COMMODITIES (H.K.) LIMITED Rep Dealing in futures contracts 2007-04-17 2012-06-26
2 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2007-04-17 2012-06-26
3 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED Rep Dealing in futures contracts 2004-08-19 2007-03-24
4 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED Rep Dealing in securities 2003-11-13 2007-03-24

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