Wong, Tak Hing (SFC:ARC134) 黃德興
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Advising on securities | 2015-09-21 | 2017-10-02 | Rep | Dealing in securities | 2015-09-21 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | Rep | Advising on securities | 2017-10-03 | 2019-06-04 |
| 2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-09-21 | Rep | Advising on futures contracts | 2015-09-21 | 2019-06-04 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-05-28 | 2015-09-13 | Rep | Advising on futures contracts | 2010-09-28 | 2015-09-13 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-05-28 | 2015-09-13 | Rep | Advising on securities | 2010-02-05 | 2015-09-13 |
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