Chan, Siu Ning 陳兆寧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Fruit Tree Securities Limited | Rep | Dealing in securities | 2018-11-28 | 2019-01-14 | RO | Dealing in securities | 2019-01-14 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2016-11-01 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2018-11-16 |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-11-01 | 2018-11-16 |
| 4 | PHOENIX CAPITAL FUTURES LIMITED | RO | Advising on futures contracts | 2005-01-21 | RO | Asset management | 2005-01-21 | RO | Dealing in futures contracts | 2006-07-03 |
| 5 | PHOENIX CAPITAL SECURITIES LIMITED | RO | Advising on corporate finance | 2005-01-21 | RO | Advising on securities | 2005-01-21 | RO | Asset management | 2005-01-21 | RO | Dealing in securities | 2016-10-08 | RO | Dealing in futures contracts | 2006-07-03 | 2016-10-08 |
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