Ngai, Michael To Nam 倪圖南
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Advising on corporate finance | 2012-09-03 | 2018-05-03 |
| 2 | China PA Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2021-04-15 | 2021-06-22 | RO | Dealing in securities | 2021-06-22 |
| 3 | Pine Peak Corporate Finance Limited | RO | Advising on corporate finance | 2018-05-10 | 2021-03-20 | Rep | Dealing in securities | 2018-10-29 | 2020-03-04 | RO | Dealing in securities | 2020-03-04 | 2021-03-20 |
| 4 | Ping An of China Capital (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2021-04-15 | 2021-06-22 | RO | Advising on corporate finance | 2021-06-22 |
| 5 | PIPER JAFFRAY ASIA LIMITED | Rep | Advising on corporate finance | 2010-08-31 | 2012-08-25 |
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