Yip, Ho Yin (SFC:AOW964) 葉浩然
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | Rep | Advising on securities | 2014-04-28 | 2014-07-05 | Rep | Asset management | 2014-04-28 | 2014-07-05 | Rep | Dealing in securities | 2014-04-28 | 2014-07-05 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2014-07-11 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-07-11 | |
| 4 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2011-10-04 | 2012-03-08 | Rep | Dealing in futures contracts | 2012-01-03 | 2012-03-08 |
| 5 | PLATINUM BROKING COMPANY LIMITED | Rep | Dealing in securities | 2007-05-09 | 2011-10-01 | Rep | Dealing in securities | 2012-04-10 | 2014-03-31 |
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