Chan, Man Fung (SFC:AUE707) 陳文鋒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-03-26 | 2022-06-30 |
| 2 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-03-26 | 2022-06-30 | Rep | Advising on securities | 2017-03-03 | 2022-06-30 |
| 3 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2009-12-09 | 2010-11-04 | Rep | Dealing in securities | 2009-12-09 | 2010-11-04 |
| 4 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Advising on securities | 2010-12-02 | 2013-03-15 | Rep | Dealing in securities | 2010-12-02 | 2013-03-15 | Rep | Dealing in futures contracts | 2011-08-03 | 2013-03-15 |
| 5 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2012-06-14 | 2013-03-15 | Rep | Dealing in futures contracts | 2012-06-14 | 2013-03-15 | Rep | Dealing in securities | 2012-06-14 | 2013-03-15 |
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