Chan, Shuk Lei 陳淑妮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AISANCE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2006-02-06 | 2006-12-20 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2006-02-06 | 2006-12-20 |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-02-06 | 2006-12-20 |
| 4 | Magpie Securities Limited (HK) | Rep | Dealing in futures contracts | 2021-07-09 | 2023-08-25 | Rep | Dealing in securities | 2021-07-09 | 2023-08-25 |
| 5 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-11-26 | 2004-09-15 |
| 6 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Asset management | 2007-04-26 | 2013-09-13 | Rep | Dealing in futures contracts | 2007-04-26 | 2013-09-13 | Rep | Dealing in securities | 2007-04-26 | 2013-09-13 |
| 7 | Yuanta Securities (Hong Kong) Company Limited | Rep | Asset management | 2012-06-14 | 2014-05-09 | Rep | Dealing in futures contracts | 2012-06-14 | 2014-05-09 | Rep | Dealing in securities | 2012-06-14 | 2014-05-09 | Rep | Dealing in futures contracts | 2016-03-09 | 2018-06-09 | Rep | Dealing in securities | 2016-03-09 | 2018-06-09 | Rep | Asset management | 2016-11-07 | 2018-06-09 |
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