Chan, Yiu Man (SFC:ACR627) 陳耀文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2019-07-17 | 2021-01-30 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-02-03 | 2009-10-31 |
| 3 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-12-27 | 2019-07-13 |
| 4 | HING WONG SECURITIES LIMITED | Rep | Dealing in securities | 2003-10-13 | 2005-12-31 |
| 5 | KOFFMAN INVESTMENT LIMITED | Rep | Advising on corporate finance | 2003-05-01 | Rep | Advising on securities | 2003-05-01 | Rep | Asset management | 2003-05-01 | Rep | Dealing in securities | 2003-05-01 |
| 6 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-01-09 | 2009-10-31 |
| 7 | SILVERBRICKS SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2021-02-19 | |
| 8 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2015-05-11 | 2017-09-29 |
| 9 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2009-11-09 | 2013-05-22 |
| 10 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2012-06-21 | 2015-04-18 | Rep | Dealing in securities | 2017-10-25 | 2018-12-08 |
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