Cheng, Joseph Kar Min 鄭家敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BERICH BROKERAGE LIMITED | Rep | Advising on corporate finance | 2004-06-14 | Rep | Advising on securities | 2004-06-14 | Rep | Asset management | 2004-06-14 | Rep | Dealing in securities | 2005-06-10 |
| 2 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2015-12-09 | 2020-05-05 |
| 3 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2015-12-09 | 2020-05-05 |
| 4 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2005-06-14 | 2009-01-01 |
| 5 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2005-07-27 | 2009-01-01 |
| 6 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-01-07 | 2013-04-26 | Rep | Dealing in securities | 2009-01-07 | 2013-04-26 |
| 7 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-14 | 2015-12-04 | Rep | Dealing in securities | 2012-06-14 | 2015-12-04 |
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