Chong, Wai Hung 莊偉雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Advising on futures contracts | 2003-06-03 | Rep | Asset management | 2003-06-03 | Rep | Dealing in futures contracts | 2011-02-01 |
| 2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-06-03 | Rep | Advising on securities | 2003-06-03 | Rep | Asset management | 2003-06-03 | Rep | Automated trading services | 2003-06-03 | Rep | Dealing in securities | 2011-02-01 |
| 3 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2019-08-07 | |
| 4 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2019-08-07 | |
| 5 | PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-08-08 | 2014-03-31 |
| 6 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2012-08-08 | 2014-03-31 |
| 7 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-04-10 | 2019-07-31 |
| 8 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2014-04-10 | 2019-07-31 |
| 9 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-02-10 | 2012-08-01 | Rep | Dealing in securities | 2011-02-10 | 2012-08-01 |
| 10 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-18 | 2012-07-01 | Rep | Dealing in securities | 2012-06-18 | 2012-07-01 |
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