Ip, Raymond Wai Cheuk 葉偉焯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Crosby Securities Limited | RO | Advising on securities | 2015-08-25 | |
| 2 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2014-01-28 | 2014-04-28 | RO | Advising on securities | 2014-04-28 | 2015-08-12 |
| 3 | HAMON ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2005-07-07 | 2006-10-12 | Rep | Asset management | 2006-06-20 | 2006-10-12 |
| 4 | HAMON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2005-07-07 | 2006-10-12 | Rep | Asset management | 2006-06-20 | 2006-10-12 |
| 5 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Advising on securities | 2010-08-13 | 2012-05-08 | Rep | Asset management | 2010-08-13 | 2012-05-08 |
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