Lau, Karen Kin Kwan 劉建軍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-01-07 | 2018-05-01 |
| 2 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2013-01-07 | 2018-05-01 |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-01-07 | 2018-05-01 |
| 4 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-05-18 | 2012-11-30 | Rep | Dealing in securities | 2011-05-18 | 2012-11-30 |
| 5 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-20 | 2012-11-30 | Rep | Dealing in securities | 2012-06-20 | 2012-11-30 |
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