Lee, Ching Yi (SFC:ALR716) 李靜怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | Dealing in securities | 2012-11-13 | |
| 2 | GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2005-03-07 | 2005-03-07 | Rep | Dealing in securities | 2005-03-07 | 2007-07-25 |
| 3 | IBTS ASIA (HK) LIMITED | Rep | Dealing in securities | 2007-09-14 | 2011-01-21 |
| 4 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2011-02-21 | 2012-11-01 |
| 5 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2012-06-26 | 2012-11-01 |
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