Lee, Man Sa 利曼莎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-06-18 | 2010-08-06 | Rep | Advising on securities | 2010-03-04 | 2010-08-06 |
| 2 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-06-11 | 2019-07-31 |
| 3 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2014-06-11 | 2019-07-31 |
| 4 | TIANDA SECURITIES LIMITED | Rep | Dealing in futures contracts | 2012-01-26 | 2014-05-09 | Rep | Dealing in securities | 2012-01-26 | 2014-05-09 |
| 5 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2010-08-20 | 2012-01-14 | Rep | Dealing in futures contracts | 2010-10-04 | 2012-01-14 |
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