Shiu, Chi Man 蕭智文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2015-03-25 | 2016-07-30 |
| 2 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2015-03-25 | 2016-07-30 |
| 3 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2011-05-25 | 2013-06-01 | Rep | Dealing in futures contracts | 2011-10-21 | 2013-06-01 |
| 4 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-26 | 2013-06-01 | Rep | Dealing in securities | 2012-06-26 | 2013-06-01 |
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