Ye, Liuxin 葉柳鑫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | orientiert XYZ Securities Limited | Rep | Dealing in securities | 2012-09-25 | 2014-06-01 | Rep | Asset management | 2013-08-02 | 2014-06-01 |
| 2 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2009-10-30 | 2012-09-12 | Rep | Dealing in futures contracts | 2011-10-21 | 2012-09-12 |
| 3 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-27 | 2012-09-12 | Rep | Dealing in securities | 2012-06-27 | 2012-09-12 | Rep | Dealing in securities | 2014-08-11 | 2015-10-01 | Rep | Dealing in futures contracts | 2015-04-23 | 2015-10-01 |
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