Chan, Ka Wai (SFC:AKO666) 陳嘉威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2004-06-28 | 2006-07-24 |
| 2 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2004-06-28 | 2006-07-24 |
| 3 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2006-12-07 | 2007-06-04 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2006-08-08 | 2006-12-04 |
| 5 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | Advising on securities | 2007-06-11 | 2009-08-31 | Rep | Asset management | 2007-07-10 | 2009-08-31 |
| 6 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Advising on securities | 2007-06-11 | 2008-01-18 | Rep | Asset management | 2007-07-10 | 2008-01-18 | Rep | Advising on securities | 2009-08-31 | 2012-06-19 | Rep | Asset management | 2009-08-31 | 2012-06-19 |
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