Wong, Ho Yan (SFC:AKX411) 黃可欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2015-08-28 | 2016-06-30 | Rep | Dealing in securities | 2016-07-01 | 2021-04-07 |
| 2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2015-08-28 | 2021-04-07 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2015-08-28 | 2016-06-30 |
| 4 | GET NICE SECURITIES LIMITED | Rep | Dealing in securities | 2021-08-13 | |
| 5 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2008-01-16 | 2008-10-22 |
| 6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-07-14 | 2004-10-13 | Rep | Leveraged foreign exchange trading | 2004-07-14 | 2004-10-13 |
| 7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-07-14 | 2004-10-13 |
| 8 | Public Securities Limited | Rep | Dealing in securities | 2011-05-12 | 2012-03-31 |
| 9 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2012-06-04 | 2015-03-31 |
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