Tam, Cecilia Yin Ming 譚燕明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Sunrise Capital Limited | Rep | Advising on corporate finance | 2023-12-01 | 2023-12-05 | RO | Advising on corporate finance | 2023-12-05 |
| 2 | ELSTONE CAPITAL LIMITED | RO | Advising on corporate finance | 2022-04-29 | 2023-11-20 |
| 3 | Pulun International Capital Limited | Rep | Advising on corporate finance | 2020-01-09 | 2020-03-09 | Rep | Dealing in securities | 2020-01-09 | 2021-03-03 | RO | Advising on corporate finance | 2020-03-09 | 2021-11-30 |
| 4 | Quam Capital Limited (b1994-08-04) | Rep | Advising on corporate finance | 2010-11-23 | 2015-09-10 | RO | Advising on corporate finance | 2015-09-10 | 2018-04-22 |
| 5 | RHB CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2018-05-10 | 2018-05-30 | Rep | Dealing in securities | 2018-05-30 | 2020-01-07 | RO | Advising on corporate finance | 2018-05-30 | 2020-01-07 |
| 6 | UOB ASIA (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2009-09-11 | 2010-11-06 | Rep | Advising on securities | 2009-09-11 | 2010-11-06 | Rep | Dealing in securities | 2009-09-11 | 2010-11-06 |
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