Choy, Christopher Kwong Wa 蔡光華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Lego Asset Management Limited | RO | Advising on securities | 2019-03-01 | RO | Asset management | 2019-03-01 |
| 2 | Lego Securities Limited | Rep | Dealing in securities | 2019-05-16 | |
| 3 | PACIFIC WORLD ASSET MANAGEMENT LIMITED | RO | Advising on corporate finance | 2004-12-02 | RO | Advising on securities | 2005-10-19 | RO | Asset management | 2005-10-19 |
| 4 | Quam Asset Management Limited (b1983-06-28) | Rep | Advising on securities | 2008-09-19 | 2011-04-14 | Rep | Asset management | 2008-09-19 | 2011-04-14 | Rep | Advising on securities | 2012-04-18 | 2012-08-15 | Rep | Asset management | 2012-04-18 | 2012-08-15 | RO | Advising on securities | 2012-08-15 | 2018-07-29 | RO | Asset management | 2012-08-15 | 2018-07-29 |
| 5 | Quam Securities Limited | Rep | Advising on securities | 2011-04-26 | 2011-09-14 | Rep | Asset management | 2011-04-26 | 2012-02-21 | RO | Advising on securities | 2011-09-14 | 2012-10-05 | Rep | Dealing in securities | 2011-09-14 | 2018-07-29 | RO | Asset management | 2012-02-21 | 2012-10-05 |
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