Chan, Chi Kin (SFC:ABI401) 陳志堅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOA INTERNATIONAL SECURITIES LIMITED | RO | Dealing in futures contracts | 2017-07-17 | 2018-01-09 | RO | Dealing in securities | 2017-07-17 | 2018-01-09 |
| 2 | Quam Securities Limited | Rep | Dealing in futures contracts | 2006-02-07 | 2006-04-06 | Rep | Dealing in securities | 2006-02-07 | 2017-07-07 | RO | Dealing in futures contracts | 2006-04-06 | 2007-08-22 | Rep | Dealing in futures contracts | 2007-08-22 | 2014-10-31 | RO | Dealing in futures contracts | 2014-10-31 | 2016-03-14 | Rep | Dealing in futures contracts | 2016-03-14 | 2017-07-07 |
| 3 | TANGSHANG FUTURES LIMITED | RO | Dealing in futures contracts | 2019-06-03 | 2020-08-31 |
| 4 | TANGSHANG SECURITIES LIMITED | RO | Advising on securities | 2019-05-14 | 2020-08-31 | RO | Dealing in securities | 2019-05-14 | 2020-08-31 |
| 5 | UNI-ALPHA FUTURES LIMITED | RO | Advising on futures contracts | 2005-02-24 | RO | Asset management | 2005-02-24 | RO | Dealing in futures contracts | 2006-01-27 |
| 6 | UNI-ALPHA SECURITIES LIMITED | Rep | Advising on corporate finance | 2005-02-24 | Rep | Advising on securities | 2005-02-24 | Rep | Asset management | 2005-02-24 | Rep | Dealing in securities | 2006-01-27 |
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