Lau, Lilian Wai Han 劉慧嫻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Lego Securities Limited | Rep | Dealing in securities | 2018-10-24 | 2023-01-16 |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-08-23 | 2010-10-21 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2009-03-09 | 2010-06-01 | Rep | Dealing in securities | 2009-03-09 | 2010-10-21 |
| 4 | Quam Securities Limited | Rep | Dealing in futures contracts | 2010-10-22 | 2012-03-16 | Rep | Dealing in securities | 2010-10-22 | 2012-03-16 |
| 5 | T G HOLBORN (HK) LIMITED | Rep | Advising on securities | 2004-08-04 | 2008-09-09 |
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